USDOL/OALJ Reporter
Decisions of the Administrative Review Board
April 2007
- Carpentier v. Grounded Air, Inc., ARB No. 07-052,
ALJ No. 2006-STA-41 (ARB Apr. 30, 2007) (Final Decision and Order
Approving Settlement and Dismissing Complaint With Prejudice)
PDF |
HTM
Summary:
Approval of settlement agreement.
- Daigle v. United Parcel Service, ARB No. 05-025,
ALJ No. 2004-STA-42 (ARB Apr. 30, 2007) (Final Decision and Order)
PDF |
HTM
Summary:
In
Daigle v. United Parcel Service, ARB No.
05-025, ALJ No. 2004-STA-42 (ARB Apr. 30, 2007), the ARB found
that substantial evidence supported the ALJ's finding that the
Complainant was fired because of dishonest manipulation and
fabrication of delivery records, and performance deficiencies,
rather than his protected activity.
- McKoy v. North Fork Services Joint Venture, ARB
No. 04-176, ALJ No. 2004-CAA-2 (ARB Apr. 30, 2007) (Final Decision
and Order)
PDF |
HTM
Summary:
PROTECTED ACTIVITY; CAA PROTECTED ACTIVITY
MUST RELATE TO REASONABLE BELIEF THAT RESPONDENT WAS EMITTING,
OR MIGHT EMIT, POLLUTANT INTO THE AMBIENT AIR
In
McKoy v. North Fork Services Joint Venture,
ARB No. 04-176, ALJ No. 2004-CAA-2 (ARB Apr. 30, 2007), the
Complainant contended that he engaged in protected activity when
he informed a Senate regional staff member and a Homeland
Security Site Director that he had observed a supervisor and
another employee improperly handling asbestos in the basement of
the Plum Island Animal Disease Center bio-containment area and
that he believed the asbestos could escape into the air. The ARB
stated that "[t]o establish that this was CAA-protected
activity, [the Complainant] must prove that when he expressed
his concerns about the asbestos to [the Senate staffer and the
DHS officer], he reasonably believed that [his Employer] was
emitting, or might emit, asbestos into the ambient air. 'Ambient
air' is 'that portion of the atmosphere, external to buildings,
to which the general public has access.'" USDOL/OALJ Reporter at
6 (footnotes omitted). The Board continued:
Employee complaints about purely
occupational hazards are not protected under the CAA's
employee protection provisions. For example, in the case of
asbestos, even though the Environmental Protection Agency
has regulated the manner in which it is handled within
workplaces to prevent emissions into the outside air, if the
complainant is concerned only with airborne asbestos as an
occupational hazard within the workplace, and not in the
outer, ambient air, the employee protection provisions of
the CAA would not be triggered.
Id. at 7 (footnotes omitted). The ARB
agreed with the ALJ's finding that the Complainant had first
raised the issue of a possible failure in the air handling
system at the ALJ hearing, and therefore when the Complainant
spoke to the officials he did not have a reasonable belief that
asbestos could escape into the ambient air. Thus, the
Complainant did not engage in protected activity under the CAA.
PROTECTED ACTIVITY; MERE SPECULATION ABOUT
POSSIBLE SECURITY BREACHES DOES NOT SUPPORT A FINDING OF
REASONABLE BELIEF OF A CAA OR FWPCA VIOLATION
In
McKoy v. North Fork Services Joint Venture,
ARB No. 04-176, ALJ No. 2004-CAA-2 (ARB Apr. 30, 2007), the
Complainant contended that he engaged in protected activity when
he informed a Senate regional staff member and a Homeland
Security Site Director about alleged security lapses in the
bio-containment area of the Plum Island Animal Disease Center.
The ARB agreed with the ALJ that the Complainant's concerns
about security were speculative and did not constitute a
reasonable belief that security breaches could enable persons to
gain access to hazardous material and therefore harm the
environment. Although the Complainant testified that he "could
have" stolen materials and in "some way" escaped undetected, he
presented no supporting evidence, whereas the record indicated
that the Center had elaborate measures in place to prevent the
removal of pathogens. The ARB found that the Complainant did not
establish protected activity under either the CAA or the FWPCA.
- Taylor v. Greyhound Lines, ARB No. 06-137, ALJ No.
2006-STA-19 (ARB Apr. 30, 2007) (Final Decision and Order Approving
Settlement and Dismissing Complaint With Prejudice)
PDF |
HTM
Summary:
SETTLEMENT; REPUDIATION; ALLEGATION THAT
THE SETTLEMENT WAS MISLEADING AS TO THE WITHHOLDING OF TAXES;
MERE REGRET DOES NOT RENDER A SETTLEMENT VOIDABLE
In
Taylor v. Greyhound Lines, ARB No. 06-137, ALJ
No. 2006-STA-19 (ARB Apr. 30, 2007), the ALJ had recommended
approval of a settlement agreement, but on automatic review by
the ARB the Complainant sought to repudiate the agreement. The
ARB stated that an STAA settlement agreement is a contract which
is binding and conclusive, but which may be challenged upon a
showing of fraud, duress, illegality, or mutual mistake. In
Taylor, the Complainant argued that the Respondent
tricked him into signing the settlement agreement, but proffered
no supporting evidence. The Complainant also alleged that he
agreed to the settlement in a hasty manner. The ARB, however,
held that "[m]ere regret will not make a settlement voidable."
USDOL/OALJ Reporter at 3. The Complainant contended that the
settlement erroneously listed him as an employee; that when he
was remitted the settlement check, taxes had been withheld; and
that he was due the full dollar amount stipulated in the
agreement. The ARB rejected this contention, observing that the
settlement covered incidents that occurred while the Complainant
was an employee, that the settlement consistently listed him as
an employee, and that the settlement explicitly stated that tax
withholdings would be made. Thus, the ARB found that the
settlement was not misleading or deceptive.
SETTLEMENT; REPUDIATION; ALLEGATION OF
FAILURE TO PROVIDE LETTER OF REFERENCE REQUIRED BY SETTLEMENT IS
A QUESTION OF BREACH OF CONTRACT, WHICH IS WITHIN THE
JURISDICTION OF THE FEDERAL DISTRICT COURTS, NOT THE ARB
In
Taylor v. Greyhound Lines, ARB No. 06-137, ALJ
No. 2006-STA-19 (ARB Apr. 30, 2007), the Complainant argued for
repudiation of a settlement agreement based, inter alia,
on the alleged failure of the Respondent to produce a letter of
reference as required in the settlement. The ARB found that this
contention related to whether the settlement had been breached,
which is a question under the jurisdiction of the federal
district courts.
SETTLEMENT; CLAUSE FORBIDDING
RE-EMPLOYMENT IS NOT INHERENTLY VOID AS AGAINST PUBLIC POLICY
In
Taylor v. Greyhound Lines, ARB No. 06-137, ALJ
No. 2006-STA-19 (ARB Apr. 30, 2007), the Complainant argued for
repudiation of a settlement agreement based, inter alia,
on the contention that a clause forbidding re-employment was too
restrictive. The Complainant argued that given the Respondent's
market share, the clause essentially precluded him from seeking
employment with any motor carrier and would be a violation of
his Civil Rights. The ARB rejected the contention, noting that
the Complainant had freely agreed to the waiver, and not
provided any evidence, legal authority or analysis in support of
his position. The ARB also stated that it was "not aware of any
case precedent holding such reemployment waivers void as against
the public interest," whereas a recent Tenth Circuit decision
upheld such a provision in a Title VII case. Jencks v. Modern
Woodmen of America, 479 F.3d 1261, 1266-67 (10th Cir. 2007).
- Rzepiennik v. Archstone Smith, Inc., ARB No.
07-059, ALJ No. 2004-SOX-26 (ARB Apr. 30, 2007) (Final Decision and
Order Dismissing Complaint)
PDF |
HTM
Summary:
Dismissal based on Complainant's Notice of
Intent to File in Federal District Court.
- Kanj v. Viejas Band of Kumeyaay Indians, ARB No.
06-074, ALJ No. 2006-WPC-1 (ARB Apr. 27, 2007) (Order of Remand)
PDF |
HTM
Summary:
TRIBAL SOVEREIGN IMMUNITY
In
Kanj v. Viejas Band of Kumeyaay Indians, ARB
No. 06-074, ALJ No. 2006-WPC-1 (ARB Apr. 27, 2007), the ARB
accepted interlocutory review "on the question whether Congress
abrogated the Band's sovereign immunity from suit by a private
citizen pursuant to [the Federal Water Pollution Control Act
a/k/a the Clean Water Act] 33 U.S.C.A. § 1367 (West 2001)." The
ARB affirmed the ALJ's findings that Congress abrogated tribal
sovereign immunity under the FWPCA, and that tribal immunity
from suit based on self-government in purely intramural matters
did not arise.
- Mancuso v. TLC Services Group, ARB No. 07-058, ALJ
No. 2007-STA-2 (ARB Apr. 26, 2007) (Final Decision and Order
Approving Settlement and Dismissing Complaint With Prejudice)
PDF |
HTM
Summary:
Approval of settlement agreement.
- Farrar v. Roadway Express, ARB No. 06-003, ALJ No.
2005-STA-46 (ARB Apr. 25, 2007) (Final Decision and Order of Remand)
PDF |
HTM
Summary:
TIMELINESS OF COMPLAINT; TELEPHONE CALL TO
OSHA TO GIVE A "HEAD'S UP" ABOUT ANTICIPATED RETALIATION
In
Farrar v. Roadway Express, ARB No. 06-003, ALJ
No. 2005-STA-46 (ARB Apr. 25, 2007), the Complainant argued that
he timely filed a STAA complaint when he called OSHA from a
truck stop to give it a "heads-up" that he suspected that he may
be retaliated against in an upcoming grievance hearing. The ARB
rejected this contention, holding that that, "while … 29 C.F.R.
§ 1978.102 provides that '[n]o particular form of complaint is
required,' at the very least a complainant must evince his
current intention to file a complaint." USDOL/OALJ Reporter at
8. The ARB distinguished Harrison v. Roadway Express, Inc.,
1999-STA-37 (ALJ Dec. 16, 1999), aff'd ARB No. 00-048 (ARB
Dec. 31, 2002), because in that case the complainant had
personally visited an OSHA office and provided specific and
detailed information on the nature of the complaint sufficient
to permit OSHA to build the entire complaint from the record of
the interview, whereas in the instant case the Complainant had
not alleged that he had provided such details, nor that his
phone call was memorialized in notes or a logbook as had
happened in Harrison.
TIMELINESS OF COMPLAINT; JUDICIAL LATITUDE
TOWARDS PRO SE LITIGANTS IN RAISING ARGUMENTS
In
Farrar v. Roadway Express, ARB No. 06-003, ALJ
No. 2005-STA-46 (ARB Apr. 25, 2007), the ARB affirmed the ALJ's
finding that the Complainant had not filed a timely complaint of
retaliation under the STAA in regard to his discharge. However,
the ALJ erred in failing to address the Complainant's allegation
that he had attempted to raise a complaint with OSHA alleging
that he was retaliated against during a grievance proceeding
because the Respondent had presented false and misleading
information. OSHA had dismissed the complaint for lack of
timeliness and closed the investigation. When the Complainant
subsequently mailed a packet of materials to OSHA, it returned
the packet to the Complainant unopened. The Complainant alleged
that a letter in that packet clarified that his complaint
included the Respondent's actions at the grievance proceedings.
Before the ALJ, the Respondent filed a motion to dismiss based
on lack of timeliness of the complaint following the discharge.
The Complainant's response only addressed timeliness in regard
to the discharge and did not address timeliness in regard to the
grievance proceeding. Although the ALJ was aware of the
allegation concerning the grievance proceeding, he recommended
dismissal based on motion to dismiss. On appeal to the ARB, the
ARB construed the Complainant's position liberally and with a
degree of judicial latitude because of his pro se status, and
remanded for the ALJ to make findings regarding the grievance
hearing allegations.
- In re Aiken, ARB No. 07-017 (ARB Apr. 23, 2007)
(Order Dismissing Appeal Without Prejudice)
PDF |
HTM
Summary:
NOTICE OF APPEAL OF ADMINISTRATOR'S FINAL
DECISION ON WAGE CONFORMANCE CHALLENGE
In
In re Aiken, ARB No. 07-017 (ARB Apr. 23,
2007), the petitioners were engineering technicians under a U.S.
Army contract who challenged their classification in the SCA
Directory of Occupations. After several years of seeking a
decision on their challenge, the petitioners received notice
that a Wage-Hour Regional Wage Specialist had been assigned to
investigate. Several months later, the Wage Specialist denied
the conformance request, and the petitioners asked for
instructions on how to obtain further review within DOL. The
Wage Specialist responded that the 29 C.F.R. Part 8 regulations
did not provide for any further administrative appeal. Shortly
thereafter the petitioners filed an appeal with the ARB. Wage
and Hour filed a motion to dismiss arguing that the ARB did not
have jurisdiction because the Administrator had not issued a
final decision in accordance with 29 C.F.R. § 4.56(a)(2). The
ARB agreed, but admonished Wage and Hour in the future to
provide reasonable notice of what constitutes a final order of
the Administrator subject to ARB review.
|